IIA-Australia White Paper - Operational Compliance Management and Reporting

IIA-Australia White Paper - Operational Compliance Management and Reporting

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Author

Nigel Dalton-Brown FGIA, GAICD, AMIIA, MBA

Date

 2022

Topics Explored

Compliance, GRC

Format

White Paper

Extract/Description

In the same way that organisations rely on a company-wide single source of truth and standardised reports for all their financial reporting, organisations will benefit from a companywide single source of truth and standardised reports for operational compliance.

Key Points

  1. A document repository is the heart of the compliance management system.
  2. It is useful to link the compliance documents to specific assets.
  3. An obligations register is a comprehensive company-wide register that lists all the organisation’s mandatory and voluntary obligations.

Relevant Industries

All

Level of Assumed Knowledge

Intermediate