Factsheet - Chief Audit Executive Roadblocks

Factsheet

Chief Audit Executive Roadblocks

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Author

IIA-Australia

Date

2026

Topics Explored

Internal Audit

Format

Factsheet

Extract/Description

The CAE is required to be positioned independent of management. This is so the CAE can operate independently and objectively without interference from management.

It is also important to protect avenues for effective CAE working relationships. Any roadblocks need to be managed swiftly but also constructively.

Chief audit executives should be aware of potential roadblocks that impact their independence and effectiveness of their internal audit function.

Key Points

  • The role of the CAE is outlined in the 'Global Internal Audit Standards' along with the positioning of internal audit in the 3 Lines model.
  • The preservation of the CAE's independence is important to ensure they can be effective and operate without interference from management.
  • Common roadblocks for the CAE are outlined with suggestions for overcoming them.

Relevant Industries

All

Level of Assumed Knowledge

Intermediate

Aligned to Global Internal Audit Standards

Yes