Financial Services

Member Resources - Financial Services

We have a number of reference documents and presentations available to our members regarding financial services. Training sessions are available to members and non-members and are listed below and on our Events page. 

Member-Exclusive Resources

This page contains member-exclusive resources designed to support your professional practice. Please log in via the top right-hand corner to access the full content.

Reference Documents

Presentations

Reference Documents

Factsheet - The GIAS and the IIA Australia Financial Services Guide

IIA-Australia

20 Critical Questions - What Directors should ask about CPS 230 Operational Risk Management

IIA-Australia

White Paper - APRA CPS 234 Information Security

IIA-Australia

White Paper - Financial Services Focus on Internal Auditing Standards

IIA-Australia

20 Critical Questions - What Directors Should Ask About Prudential Standard CPS 234 Information Security

IIA-Australia

Publication - Internal Audit Better Practice Guide for Financial Services in Australia

IIA-Australia

Financial Crime and Corruption Control in the Financial Services Sector

Milind Sheth

View

CPS 230 – Operational Risk Management: Expectations and Compliance

Damien O’Meara, Hanny Hassan

View

Auditing third-party risk through the lens of CPS 230

Eimear Fanning

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