White Paper - Operational Compliance Management and Reporting

Whitepaper

This is a members only resource.

This page contains member-exclusive resources designed to support your professional practice. Please log in via the top right-hand corner to access the full content.

Author

Nigel Dalton-Brown

FGIA, GAICD, AMIIA, MBA

Date

2025

Topics Explored

Compliance

Format

White Paper

Extract/Description

In the same way that organisations rely on a company-wide single source of truth and standardised reports for all their financial reporting, organisations will benefit from a companywide single source of truth and standardised reports for operational compliance.

Key Points

  • A document repository is the heart of the compliance management system.
  • It is useful to link the compliance documents to specific assets.
  • An obligations register is a comprehensive company-wide register that lists all the organisation’s mandatory and voluntary obligations.

Relevant Industries

All

Level of Assumed Knowledge

Intermediate

Aligned to Global Internal Audit Standards

Not Applicable